Matthew K. Sandstrom

PIVOTAL WEALTH AND TAX

PRESTON, MN 55965

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CRD#: 7047808

Professional summary

Matthew Kelly Sandstrom, who also goes by Matt Kelly Sandstrom, is a registered financial advisor currently at PIVOTAL WEALTH AND TAX located in Preston, Minnesota.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Matthew has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Kelly Sandstrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Sandstrom is licensed in life and health insurance in Texas and, from time to time, may offer clients advice or products in this capacity, for which he may receive commissions from the insurance company if a client elects to purchase products from him. Mr. Sandstrom is an owner of Sands Planning Group, LLC. Sands Planning Group provides business and project management consulting. Mr. Sandstrom receives consulting fees for providing these services. Mr. Sandstrom is a minority partner of VML Tax Solutions PLLC, an accounting firm, where he provides consulting around business operations. Mr. Sandstrom may refer clients to VML Tax Solutions PLLC, where he may be compensated via partner distributions. From time to time, VML Tax Solutions PLLC, may refer clients to Mr. Sandstrom. VML does not receive any compensation from Mr. Sandstrom for referring clients to him. Mr. Sandstrom is a partner of Caladium Capital Group LLC, a marketing and event company, where he also provides consulting around business operations. Caladium Capital Group may refer clients to Mr. Sandstrom. Caladium Capital Group does not receive any compensation for this.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Kelly Sandstrom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2025 - Present

PIVOTAL WEALTH AND TAX

Office #1: 141 Fillmore St W, Preston, MN 55965

RIA

CRD#: 321023

PRESTON, MN

Past

September 12, 2024 - June 26, 2025

ENTREWEALTH

RIA

CRD#: 317553

McKinney, TX

Past

April 26, 2024 - September 10, 2024

CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 138524

mckinney, TX

Past

April 25, 2024 - July 31, 2024

CHAPWOOD SECURITIES, INC.

CRD#: 154376

PLANO, TX

Past

April 7, 2020 - March 11, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Minneapolis, MN

Past

April 2, 2020 - March 11, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

Minneapolis, MN

Past

February 25, 2019 - January 7, 2020

EDWARD JONES

RIA

CRD#: 250

VANCOUVER, WA

Past

January 29, 2019 - January 7, 2020

EDWARD JONES

CRD#: 250

VANCOUVER, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/19/2025)

IAR

Texas
(9/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/29/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/4/2019

Securities Industry Essentials Examination

Current Firm

PIVOTAL WEALTH AND TAX

MAJOR AND COMPANY ACCOUNTING, TAX AND FINANCIAL SERVICES | PIVOTAL WEALTH AND TAX LLC | PIVOTAL WEALTH AND TAX

CRD#: 321023 / SEC#:

California

Registered Investment Advisory firm - (1/27/2025 Approved)

Illinois

Registered Investment Advisory firm - (1/23/2023 Approved)

Minnesota

Registered Investment Advisory firm - (1/27/2023 Approved)

Texas

Registered Investment Advisory firm - (5/13/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/23/2022 Approved)

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Contact information

Main Address

141 Fillmore St W, Preston, MN 55965

Mailing Address

Phone number

(507) 458-3897

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 13,140,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew K. Sandstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Kelly Sandstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIVOTAL WEALTH AND TAX

ENTREWEALTH

CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC

CHAPWOOD SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2019

Series 7TO

Date: 1/29/2019

SIE

Date: 1/4/2019

Current Firm

PIVOTAL WEALTH AND TAX

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PIVOTAL WEALTH AND TAX

TRUST BUT VERIFY

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