Gregg Stephen Ducatte
Professional Summary
Gregg Stephen Ducatte is a registered financial advisor currently at NOVAK & POWELL FINANCIAL SERVICES, INC. located in Largo, Florida. Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Gregg has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 5 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
46 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
A.T. WHITEHEAD | NOVAK & POWELL FINANCIAL SERVICES, INC. | GATES INVESTMENTS, INC. | GATES FINANCIAL SERVICES, INC. | GATES FINANCIAL SERVICES, INC | GATES & POWELL FINANCIAL SERVICES, INC. | CARR CAPITAL MANAGEMENT
Contact Information
Main Address
146 Second St N Suite 310, St. Petersburg, FL 33701Phone Number
(727) 451-3440# of Employees
7SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
945AUM (Assets Under Management)
$359,464,704Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
A.T. WHITEHEAD | NOVAK & POWELL FINANCIAL SERVICES, INC. | GATES INVESTMENTS, INC. | GATES FINANCIAL SERVICES, INC. | GATES FINANCIAL SERVICES, INC | GATES & POWELL FINANCIAL SERVICES, INC. | CARR CAPITAL MANAGEMENT
State Registrations and Notice Filings
(5/13/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1982Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Gregg Stephen Ducatte's CRS (Customer Relationship Summary).
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