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Peter Nedostup

CRD# 704741·Registered 1980 - 2013
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Nedostup was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1980 - 2013. Peter had worked at 8 firms and has passed the Series 63, Series 5, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Red Bank, NJ
October 24, 2007 - April 26, 2013
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
Red Bank, NJ
June 6, 2006 - October 22, 2007
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
January 23, 1997 - May 10, 2006
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
January 7, 1985 - February 7, 1997
JSC SECURITIES, INC.·CRD# 475
BD
July 17, 1984 - January 1, 1985
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 24, 1982 - July 30, 1984
LEHMAN BROTHERS INC.·CRD# 7506
BD
February 3, 1981 - March 3, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED·CRD# 7555
BD
February 22, 1980 - March 20, 1981

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1980About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Feb 1980About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1989

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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