Anthony P. Mecoli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Paul Mecoli was a registered financial advisor .
Anthony is a previously registered financial advisor and started their career in finance in 1980. Anthony had worked at 11 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2002 - November 8, 2006
DION MONEY MANAGEMENT INC
July 7, 1998 - May 7, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
September 18, 1991 - May 27, 1998
SUTRO & CO. INCORPORATED
May 14, 1991 - July 2, 1991
KIDDER, PEABODY & CO. INCORPORATED
September 4, 1990 - April 23, 1991
WELLS FARGO CLEARING SERVICES, LLC
December 10, 1986 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
June 3, 1986 - November 12, 1986
C. L. MCKINNEY & CO., INC.
October 1, 1984 - November 12, 1985
CALIFORNIA BROKERAGE SERVICES,INC.
July 8, 1982 - July 3, 1985
NORTHRIDGE SECURITIES, INC.
April 15, 1982 - June 17, 1982
J. W. WELLER & CO., INC.
February 16, 1982 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.
February 22, 1980 - April 15, 1982
NORTHRIDGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/10/1998
Limited Representative-Equity Trader ExamCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
