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AT

Abhishek Tiwari

BAINBRIDGE CAPITAL SECURITIES
New Delhi,
Some features on this profile are disabled
CRD#: 7046896
AT
Abhishek TiwariBAINBRIDGE CAPITAL SECURITIES

Professional summary

Abhishek Tiwari is a registered financial professional currently at BAINBRIDGE CAPITAL SECURITIES, INC. .

Abhishek is registered as a RR (Registered Representative) and started their career in finance in 2023. Abhishek has worked at 4 firms and has passed the Series 7TO, SIE and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abhishek Tiwari's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2026 - Present

BAINBRIDGE CAPITAL SECURITIES, INC.

BD
CRD#: 304472
New Delhi,
Past

June 26, 2023 - June 26, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

June 26, 2023 - June 26, 2026

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

June 26, 2023 - June 26, 2026

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 6/26/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/7/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/17/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BAINBRIDGE CAPITAL SECURITIES, INC.
BAINBRIDGE CAPITAL SECURITIES, INC. | MENKE CAPITAL CORPORATION

CRD#: 304472 / SEC#: , 8-70357

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
4445 Eastgate Mall Suite 200, San Diego, CA 92121
Mailing Address
4445 Eastgate Mall Suite 200, San Diego, CA 92121
Phone number
(917) 923-9649
Established
California since 04/02/2018
Firm type
Corporation
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BAINBRIDGE SECURITIES HOLDINGS, INCOWNER
ABDALA, TARIK FERREIRA DE AGUIAR MRCEO7149692
SPEZIALE, RICHARD SALVATORECCO & FINOP1192739

Red Flags

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Company Information

BAINBRIDGE CAPITAL SECURITIES, INC.

CRD#: 304472New Delhi

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