Mark J. Hideriotis

FINANCIAL MANAGEMENT ASSOCIATES

North Andover, MA 01845

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CRD#: 7046180

Professional summary

Mark James Hideriotis, AIF® is a registered financial advisor currently at FINANCIAL MANAGEMENT ASSOCIATES, LLC located in North Andover, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Mark has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MARK J HIDERIOTIS, 13 Houston's Way Hampstead, NH 03841, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 12/01/20, NIR, 3 HR/WK- 3/TRADING HR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Hideriotis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 22, 2023 - Present

FINANCIAL MANAGEMENT ASSOCIATES, LLC

Office #1: 471 Andover Street, North Andover, MA 01845

RIA

CRD#: 327502

North Andover, MA

Past

May 13, 2019 - July 19, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Boxborough, MA

Past

March 29, 2019 - July 19, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BOXBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL MANAGEMENT ASSOCIATES, LLC

CRD#: 327502 / SEC#: 801-128596

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/26/2023)

IAR

New Hampshire
(9/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/1/2019

Securities Industry Essentials Examination

Current Firm

FINANCIAL MANAGEMENT ASSOCIATES, LLC

CRD#: 327502 / SEC#: 801-128596

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

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Contact information

Main Address

471 Andover Street, North Andover, MA 01845

Mailing Address

Phone number

(978) 687-2867

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	345
AUM (Assets Under Management)	$ 126,639,270

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/01/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark J. Hideriotis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Hideriotis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL MANAGEMENT ASSOCIATES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

FINANCIAL MANAGEMENT ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2019

Series 7TO

Date: 3/29/2019

SIE

Date: 2/1/2019

Current Firm

FINANCIAL MANAGEMENT ASSOCIATES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FINANCIAL MANAGEMENT ASSOCIATES, LLC

TRUST BUT VERIFY

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