Raymond W. Doreian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond William Doreian was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1994. Raymond had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2018 - March 21, 2021
CLEARVIEW FINANCIAL PARTNERS
August 8, 2012 - July 5, 2018
THE WHARTON ADVISORY GROUP, LLC
April 13, 2012 - November 26, 2018
LPL FINANCIAL LLC
October 10, 2003 - April 13, 2012
OSAIC WEALTH, INC.
January 16, 2001 - October 9, 2003
SECURITY FINANCIAL NETWORK, LLC
January 2, 1998 - December 14, 2000
VOYA FINANCIAL ADVISORS, INC.
March 31, 1994 - November 12, 1997
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,149 |
| AUM (Assets Under Management) | $ 850,402,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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