Sharan K. Sawhney

EMPIRE ADVISORS WEALTH MANAGEMENT LLC

Fairfax, VA 22030

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CRD#: 7045526

Professional summary

Sharan Kaur Sawhney is a registered financial advisor currently at EMPIRE ADVISORS WEALTH MANAGEMENT LLC located in Fairfax, Virginia.

Sharan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sharan has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a CPA and am the Director of Tax Services at Miller Consulting Group, LLC. Not Investment Related. Located at 4100 Monumnet Corner Dr #450 Fairfax, VA 22030. 40 hours per week. Sharan Kaur Sawhney is a partner in MCG CPA LLC; Investment related: No; Location: 4100 Monument Corner Dr, Ste 450 Fairfax VA 20120; Description: Tax Preparation and Consulting; Responsibilities Duties: Prepare and manage tax and consulting engagements.; Start date: 2023-01-01; Hours devoted to business during trading hours: 151.66; Hours devoted to business outside trading hours: 21.67; Percentage of total yearly compensation received from the business: 100.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharan Kaur Sawhney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2023 - Present

EMPIRE ADVISORS WEALTH MANAGEMENT LLC

Office #1: 4100 Monument Corner Drive Suite 450, Fairfax, VA 22030

RIA

CRD#: 324031

Fairfax, VA

Past

November 4, 2019 - May 24, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/8/2019

Securities Industry Essentials Examination

Current Firm

EMPIRE ADVISORS WEALTH MANAGEMENT LLC

EMPIRE ADVISORS WEALTH MANAGEMENT LLC | EMPIRE ADVISORS WEALTH MANAGEMENT, LLC

CRD#: 324031 / SEC#:

Virginia

Registered Investment Advisory firm - (2/1/2023 Approved)

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Contact information

Main Address

4100 Monument Corner Drive Suite 450, Fairfax, VA 22030

Mailing Address

Phone number

(703) 591-9280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 17,469,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharan K. Sawhney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharan Kaur Sawhney's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRE ADVISORS WEALTH MANAGEMENT LLC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2023

Series 7TO

Date: 11/4/2019

SIE

Date: 1/8/2019

Current Firm

EMPIRE ADVISORS WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMPIRE ADVISORS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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