Harvey M. Weinstein

GRADIENT ADVISORS

Shelton, CT 06484

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CRD#: 704536

Professional summary

Harvey Maurice Weinstein, who also goes by Harvey M Weinstein, Harvey Maurice Weinstein, Harvey Weinstein, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Shelton, Connecticut.

Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Harvey has worked at 15 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harvey M Weinstein | Harvey Maurice Weinstein | Harvey Weinstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Maurice Weinstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

GRADIENT ADVISORS, LLC

Office #1: 4 Research Drive Unit 402, Shelton, CT 06484

RIA

CRD#: 152665

Shelton, CT

Past

October 8, 2014 - December 31, 2022

INTEGRATED WEALTH COACHING, LLC

RIA

CRD#: 172721

MILFORD, CT

Past

February 27, 2014 - June 24, 2014

FENWICK INVESTMENTS, LLC

RIA

CRD#: 167342

NEW CANAAN, CT

Past

February 6, 2012 - December 2, 2013

GRADIENT SECURITIES, LLC

CRD#: 127701

MILFORD, CT

Past

September 18, 2009 - February 17, 2012

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

FARMINGTON, CT

Past

October 13, 2006 - October 5, 2009

MAIN STREET ADVISORS, LLC

RIA

CRD#: 116303

FARMINGTON, CT

Past

April 6, 2006 - October 5, 2009

MAIN STREET SECURITIES, LLC

CRD#: 47127

FARMINGTON, CT

Past

May 18, 2004 - April 3, 2006

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

FARMINGTON, CT

Past

May 18, 2004 - April 3, 2006

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

FARMINGTON, CT

Past

April 1, 2002 - May 18, 2004

MAIN STREET MANAGEMENT COMPANY

RIA

CRD#: 547

AVON, CT

Past

March 29, 1988 - May 18, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

January 5, 1987 - April 28, 1988

FINANCIAL ATTITUDES, INC.

CRD#: 18160

Past

September 25, 1985 - December 3, 1986

CORNWALL SECURITIES, INC.

CRD#: 8334

Past

May 2, 1985 - November 12, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 22, 1980 - May 1, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

February 22, 1980 - May 1, 1985

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

February 22, 1980 - May 1, 1985

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 2/1/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2002

General Securities Principal Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harvey M. Weinstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Maurice Weinstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH COACHING, LLC

FENWICK INVESTMENTS, LLC

GRADIENT SECURITIES, LLC

AVANTAX INVESTMENT SERVICES, INC.

MAIN STREET ADVISORS, LLC

MAIN STREET SECURITIES, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

MAIN STREET MANAGEMENT COMPANY

MAIN STREET MANAGEMENT COMPANY

FINANCIAL ATTITUDES, INC.

CORNWALL SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERICAN EXPRESS FINANCIAL CORPORATION

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1992

Series 7

Date: 5/18/1985

Series 1

Date: 2/1/1980

Series 24

Date: 5/24/2002

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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