Harvey M. Weinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Maurice Weinstein, who also goes by Harvey M Weinstein, Harvey Maurice Weinstein, Harvey Weinstein, was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1980. Harvey had worked at 15 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2024 - December 31, 2025
GRADIENT ADVISORS, LLC
October 8, 2014 - December 31, 2022
INTEGRATED WEALTH COACHING, LLC
February 27, 2014 - June 24, 2014
FENWICK INVESTMENTS, LLC
February 6, 2012 - December 2, 2013
GRADIENT SECURITIES, LLC
September 18, 2009 - February 17, 2012
AVANTAX INVESTMENT SERVICES, INC.
October 13, 2006 - October 5, 2009
MAIN STREET ADVISORS, LLC
April 6, 2006 - October 5, 2009
MAIN STREET SECURITIES, LLC
May 18, 2004 - April 3, 2006
GROVE POINT INVESTMENTS, LLC
May 18, 2004 - April 3, 2006
GROVE POINT INVESTMENTS, LLC
April 1, 2002 - May 18, 2004
MAIN STREET MANAGEMENT COMPANY
March 29, 1988 - May 18, 2004
MAIN STREET MANAGEMENT COMPANY
January 5, 1987 - April 28, 1988
FINANCIAL ATTITUDES, INC.
September 25, 1985 - December 3, 1986
CORNWALL SECURITIES, INC.
May 2, 1985 - November 12, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
February 22, 1980 - May 1, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
February 22, 1980 - May 1, 1985
IDS LIFE INSURANCE COMPANY
February 22, 1980 - May 1, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/1/1980
Registered Representative ExaminationCurrent Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
