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Gabriel A. Pinto

AFFILIATED CAPITAL
CORAL GABLES, FL 33134
Some features on this profile are disabled
CRD#: 7045100
GP

Professional summary

Gabriel Alejandro Pinto, who also goes by Gabriel A Pinto, is a registered financial advisor currently at AFFILIATED CAPITAL located in Coral Gables, Florida.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Gabriel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gabriel A Pinto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Alejandro Pinto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2024 - Present

AFFILIATED CAPITAL

Office #1: 3132 Ponce De Leon, Coral Gables, FL 33134
RIA
CRD#: 329931
CORAL GABLES, FL
Past

December 17, 2020 - November 19, 2024

MORGAN STANLEY

RIA
CRD#: 149777
Coral Gables, FL
Past

August 18, 2020 - November 19, 2024

MORGAN STANLEY

BD
CRD#: 149777
Coral Gables, FL
Past

December 16, 2019 - July 6, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(12/16/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/16/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/21/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/16/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/14/2019
Securities Industry Essentials Examination

Current Firm

AC
AFFILIATED CAPITAL
AFFILIATED CAPITAL | AFFILIATED CAPITAL, LLC

CRD#: 329931 / SEC#:

Florida
Registered Investment Advisory firm - (10/29/2024 Approved)
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Contact information

Main Address
3132 Ponce De Leon, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 928-8884
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AFFILIATED CAPITAL

CRD#: 329931Coral Gables, FL 33134

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