Catherine Helen Lee
Professional Summary
Catherine Helen Lee, who also goes by Catherine Lee Clarke, is a registered financial advisor currently at HIRTLE & CO., LLC located in Houston, Texas. Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Catherine has worked at 1 firm and has passed the Series 3 and Series 30 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Catherine Helen Lee, Catherine Lee Clarke
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
HIRTLE & CO., LLC | HIRTLE, CALLAGHAN & CO., LLC | HIRTLE CALLAGHAN & CO., LLC | HIRTLE CALLAGHAN & CO INC
Contact Information
Main Address
300 Barr Harbor Drive Fifth Floor, West Conshohocken, PA 19428-2998Phone Number
(610) 828-7200# of Employees
94SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,739AUM (Assets Under Management)
$25,408,076,764Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/15/2025 | Cover Page | Report |
| 12/17/2024 | Cover Page | Report |
| 10/25/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HIRTLE & CO., LLC | HIRTLE, CALLAGHAN & CO., LLC | HIRTLE CALLAGHAN & CO., LLC | HIRTLE CALLAGHAN & CO INC
State Registrations and Notice Filings
(12/12/2018)
(12/12/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Catherine Helen Lee's CRS (Customer Relationship Summary).
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