Catherine H. Lee
Professional summary
Catherine Helen Lee, who also goes by Catherine Lee Clarke, is a registered financial advisor currently at HIRTLE, CALLAGHAN & CO., LLC located in Houston, Texas.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Catherine has worked at 1 firm and has passed the Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Helen Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2018 - Present
HIRTLE, CALLAGHAN & CO., LLC
Office #1: 3131 Eastside Street Suite 105, Houston, TX 77098Primary Firm SEC Registration
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/12/2018)
(12/12/2018)
Exams
Current Firm
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 20,992,384,760 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 10/25/2023 | ||
| 02/27/2023 |
Red Flags
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