Robert J. Pollinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Pollinger, who also goes by Bob Pollinger, Robert J Pollinger, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 6 firms and has passed the Series 66, Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2016 - March 29, 2021
GROVE POINT INVESTMENTS, LLC
October 4, 2016 - March 29, 2021
GROVE POINT INVESTMENTS, LLC
September 7, 2007 - October 7, 2016
SECURIAN FINANCIAL SERVICES, INC.
August 22, 2007 - October 7, 2016
SECURIAN FINANCIAL SERVICES, INC.
January 15, 2004 - August 16, 2007
PARK AVENUE SECURITIES LLC
January 8, 1999 - January 15, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
February 18, 1982 - July 29, 1997
PRUCO SECURITIES, LLC.
February 22, 1980 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 2/11/1980
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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