John T. Packard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Terrell Packard was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2004 - November 26, 2012
MT. EDEN INVESTMENT ADVISORS, LLC
October 31, 2002 - January 6, 2005
BOSTON PARTNERS SECURITIES, L.L.C.
July 13, 2000 - January 6, 2005
BOSTON PARTNERS SECURITIES, L.L.C.
February 22, 1980 - March 23, 2000
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1980
Registered Representative ExaminationCurrent Firm
MT. EDEN INVESTMENT ADVISORS, LLC
CRD#: 133315 / SEC#: 801-63697
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
