Roberta K. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberta Kay White, who also goes by Roberta Kay Overturf, Kay White, was a registered financial advisor .
Roberta is a previously registered financial advisor and started their career in finance in 1980. Roberta had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1997 - December 5, 2003
FFP ADVISORY SERVICES INC
August 12, 1992 - October 21, 2004
FFP SECURITIES, INC.
February 27, 1989 - July 14, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 1986 - March 14, 1989
LEHMAN BROTHERS INC.
February 22, 1980 - November 29, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
February 22, 1980 - December 2, 1985
IDS LIFE INSURANCE COMPANY
February 22, 1980 - December 2, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/14/1980
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
