Richard M. Myer

BROOKWOOD INVESTMENT GROUP

BOCA RATON, FL

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CRD#: 7044540

Professional summary

Richard Marc Myer, who also goes by Richard Myer, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Boca Raton, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Richard has worked at 5 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Myer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SELF EMPLOYED; INDEPENDENT INSURANCE PRODUCER; INVESTMENT RELATED; 5887 NW 24TH AVE, UNIT 1204, BOCA RATON, FL 33496; LIFE AND FIXED ANNUITY SALES; SINCE 01/2016; HOURS PER WEEK: 40 TRADING HOURS/: 30 2. REDWOOD TAX SPECIALISTS; INVESTMENT RELATED; 5887 NW 24TH AVE, UNIT 1204, BOCA RATON, FL 33496; MANAGING DIRECTOR; SINCE 04/2020: HOURS PER WEEK: 20 TRADING HOURS: 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Marc Myer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

BOCA RATON, FL

Past

December 10, 2021 - March 31, 2025

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

BOCA RATON, FL

Past

November 26, 2019 - July 30, 2021

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

BOCA RATON, FL

Past

August 12, 2019 - July 30, 2021

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

March 29, 2019 - August 2, 2019

GWN SECURITIES INC.

RIA

CRD#: 128929

WESTON, FL

Past

March 11, 2019 - August 2, 2019

GWN SECURITIES INC.

CRD#: 128929

WESTON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 3/7/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/11/2019

Securities Industry Essentials Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard M. Myer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Marc Myer's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

BLACKRIDGE ASSET MANAGEMENT, LLC

PEAK BROKERAGE SERVICES, LLC

GWN SECURITIES INC.

GWN SECURITIES INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2019

Series 6TO

Date: 3/7/2024

SIE

Date: 3/11/2019

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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