Hariharan R. Iyer

WEALTHPAVER

Pleasanton, CA 94588

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CRD#: 7044470

Professional summary

Hariharan Raghavan Iyer, who also goes by Hariharan Iyer, is a registered financial advisor currently at WEALTHPAVER located in Pleasanton, California.

Hariharan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hariharan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hariharan Iyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Iyer is the Chief Compliance Officer of Wefea Capital as of November 2018 to present. He is also a SCM Architect with Nvidia Corporation, located at 2788 San Tomas Expressway, Santa Clara, California 95051. He has been an SCM Architect with Nvidia since February 2016, devoting 160 hours per month to work for Nvidia, with 60 of those monthly hours occurring during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hariharan Raghavan Iyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

WEALTHPAVER

Office #1: 4695 Chabot Drive, Suite 200, Pleasanton, CA 94588

RIA

CRD#: 299615

Pleasanton, CA

Past

August 18, 2022 - December 31, 2022

WEALTHPAVER

RIA

CRD#: 299615

PLEASANTON, CA

Past

December 14, 2018 - December 31, 2021

WEALTHPAVER

RIA

CRD#: 299615

PLEASANTON, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2018

Uniform Investment Adviser Law Examination

Current Firm

WEALTHPAVER

WEALTHPAVER | WEFEA CAPITAL LLC

CRD#: 299615 / SEC#: 801-114452

RIA

Registered Investment Advisory firm - (3/31/2023 Terminated)

California

Registered Investment Advisory firm - (8/30/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4695 Chabot Drive, Suite 200, Pleasanton, CA 94588

Mailing Address

Phone number

(925) 218-1839

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 41,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hariharan R. Iyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hariharan Raghavan Iyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHPAVER

WEALTHPAVER

WEALTHPAVER

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2018

Current Firm

WEALTHPAVER

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHPAVER

TRUST BUT VERIFY

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