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Hariharan Raghavan Iyer

WEALTHPAVER
PLEASANTON, CA
·CRD# 7044470·8 years experience

Professional Summary

Hariharan Raghavan Iyer, who also goes by Hariharan Iyer, is a registered financial advisor currently at WEALTHPAVER located in Pleasanton, California. Hariharan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hariharan has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hariharan Iyer

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

WEALTHPAVER·CRD# 299615
RIA
4695 Chabot Drive, Suite 200, Pleasanton, CA 94588
August 30, 2023 - Present
WEALTHPAVER·CRD# 299615
RIA
Pleasanton, CA
August 18, 2022 - December 31, 2022
WEALTHPAVER·CRD# 299615
RIA
Pleasanton, CA
December 14, 2018 - December 31, 2021

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Current Firm

WE
WEALTHPAVER

WEALTHPAVER | WEFEA CAPITAL LLC

CRD#: 299615 / SEC#: 801-114452
RIA
Registered Investment Advisory firm - SEC (3/31/2023 Terminated)
California
Registered Investment Advisory firm - California (8/30/2023 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4695 Chabot Drive, Suite 200, Pleasanton, CA 94588

Phone Number

(925) 922-3499

# of Employees

2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

24

AUM (Assets Under Management)

$67,232

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Iyer is the Chief Compliance Officer of Wefea Capital as of November 2018 to present. He is also a SCM Architect with Nvidia Corporation, located at 2788 San Tomas Expressway, Santa Clara, California 95051. He has been an SCM Architect with Nvidia since February 2016, devoting 160 hours per month to work for Nvidia, with 60 of those monthly hours occurring during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2018About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Hariharan Raghavan Iyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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