Christopher N. Gerosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Neal Gerosa was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2019. Christopher had worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2019 - February 22, 2022
LIQUIDITYEDGE, LLC
January 2, 2019 - February 1, 2024
MARKETAXESS CORPORATION
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
LIQUIDITYEDGE, LLC
CRD#: 174297 / SEC#: , 8-69570
Contact information
Documents
Red Flags
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