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ME

Michael D. Eisendrath

OPEN TO THE PUBLIC INVESTING
NEW YORK, NY 10012
CRD#: 7044054
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ME
Michael D EisendrathOPEN TO THE PUBLIC INVESTING

Professional summary


Michael D Eisendrath, who also goes by Michael David Eisendrath, is a registered financial professional currently at OPEN TO THE PUBLIC INVESTING, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael David Eisendrath

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael D Eisendrath's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2024 - Present

OPEN TO THE PUBLIC INVESTING, INC.

Office #1: 530 Broadway 4th Floor, New York, NY 10012
BD
CRD#: 127818
NEW YORK, NY
Past

January 4, 2021 - May 18, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

January 7, 2019 - November 17, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/31/2024)
RR
Alaska
(1/31/2024)
RR
Arizona
(1/31/2024)
RR
Arkansas
(1/31/2024)
RR
California
(1/31/2024)
RR
Colorado
(1/31/2024)
RR
Connecticut
(1/31/2024)
RR
Delaware
(1/31/2024)
RR
District of Columbia
(1/31/2024)
RR
Florida
(1/31/2024)
RR
Georgia
(1/31/2024)
RR
Hawaii
(1/31/2024)
RR
Idaho
(1/31/2024)
RR
Illinois
(1/31/2024)
RR
Indiana
(1/31/2024)
RR
Iowa
(1/31/2024)
RR
Kansas
(1/31/2024)
RR
Kentucky
(1/31/2024)
RR
Louisiana
(1/31/2024)
RR
Maine
(1/31/2024)
RR
Maryland
(1/31/2024)
RR
Massachusetts
(1/31/2024)
RR
Michigan
(1/31/2024)
RR
Minnesota
(1/31/2024)
RR
Mississippi
(1/31/2024)
RR
Missouri
(1/31/2024)
RR
Montana
(1/31/2024)
RR
Nebraska
(1/31/2024)
RR
Nevada
(1/31/2024)
RR
New Hampshire
(1/31/2024)
RR
New Jersey
(1/31/2024)
RR
New Mexico
(1/31/2024)
RR
New York
(1/31/2024)
RR
North Carolina
(1/31/2024)
RR
North Dakota
(1/31/2024)
RR
Ohio
(1/31/2024)
RR
Oklahoma
(1/31/2024)
RR
Oregon
(1/31/2024)
RR
Pennsylvania
(1/31/2024)
RR
Puerto Rico
(1/31/2024)
RR
Rhode Island
(1/31/2024)
RR
South Carolina
(1/31/2024)
RR
South Dakota
(1/31/2024)
RR
Tennessee
(1/31/2024)
RR
Texas
(1/31/2024)
RR
Utah
(1/31/2024)
RR
Vermont
(1/31/2024)
RR
Virgin Islands
(1/31/2024)
RR
Virginia
(1/31/2024)
RR
Washington
(1/31/2024)
RR
West Virginia
(1/31/2024)
RR
Wisconsin
(1/31/2024)
RR
Wyoming
(1/31/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 1/14/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2019
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OT
OPEN TO THE PUBLIC INVESTING, INC.
LIQUID PRIME SERVICES INC. | TACONIC CAPITAL GROUP INC. | T3 SECURITIES, INC. | PUBLIC INVESTING | PUBLIC | OPEN TO THE PUBLIC INVESTING, INC. | LIQUID PRIME SERVICES, INC.

CRD#: 127818 / SEC#: , 8-66049

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
530 Broadway 4th Floor, New York, NY 10012
Mailing Address
228 Park Ave. S Suite 97716, New York, NY 10003
Phone number
(212) 401-6946
Established
New York since 05/16/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PUBLIC HOLDINGS, INC.OWNER
SIKES, STEPHEN WILLIAMCHIEF EXECUTIVE OFFICER6912545
VERLINDE, EMILY ANNCHIEF COMPLIANCE OFFICER5686644
WANG, YIFEIFINOP7330450

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPEN TO THE PUBLIC INVESTING, INC.

CRD#: 127818New York, NY 10012

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