John Bello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bello was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 3 firms and has passed the Series 63, Series 55, Series 3, Series 41, Series 15, Series 5 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1991 - April 13, 2012
WG TRADING COMPANY LIMITED PARTNERSHIP
May 31, 1983 - December 31, 1992
WALSH, GREENWOOD & CO.
January 29, 1980 - June 8, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/11/2000
Limited Representative-Equity Trader ExamSeries 41
Date: 11/17/1984
NYSE Allied Member ExaminationSeries 15
Date: 12/6/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/15/1981
Interest Rate Options ExaminationSeries 8
Date: 10/22/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WG TRADING COMPANY LIMITED PARTNERSHIP
CRD#: 27308 / SEC#: , 8-43009
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPLOYEE RETIREMENT INCOME PLAN TRUST OF 3-M | LIMITED PARTNER IN APPLICANT | |
| STATE INVESTMENT BOARD NORTH DAKOTA | LIMITED PARTNER IN APPLICANT | |
| WGIA, LLC | LIMITED PARTNER IN APPLICANT | |
| SAN DIEGO COUNTY EMPLOYEE RETIREMENT | LIMITED PARTNER | |
| WG TRADING INVESTORS LIMITED PARTNERSHIP | LIMITED PARTNERSHIP IN APPLICANT | |
| BELLO, JOHN | CROP | 704376 |
| DUFFY, DEBORAH ANN | CCO | 1683496 |
| GREENWOOD, PAUL ROBERT | GENERAL PARTNER, CFO, COO | |
| WALSH, STEPHEN | GENERAL PARTNER, CEO, SROP | 458115 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
