Stacey R. Alan

AMERICAN FREEDOM INVESTMENTS

Wichita, KS

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CRD#: 7043620

Professional summary

Stacey Robert Alan, who also goes by Stacey Robert Alan Mr, is a registered financial advisor currently at AMERICAN FREEDOM INVESTMENTS, LLC located in Wichita, Kansas.

Stacey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Stacey has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacey Robert Alan Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stacey Alan Insurance Sales; investment related, 15756 SW Butler Road, Rose Hill, KS 67133; life insurance, annuities, disability, and LTC, sole proprietorship by Mr. Alan, 5/18/2020-present (15 hours per month, total and during securities trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacey Robert Alan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2021 - Present

AMERICAN FREEDOM INVESTMENTS, LLC

RIA

CRD#: 317335

Wichita, KS

Past

May 15, 2020 - August 19, 2021

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Wichita, KS

Past

May 15, 2020 - August 19, 2021

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

WICHITA, KS

Past

April 30, 2019 - May 19, 2020

EDWARD JONES

RIA

CRD#: 250

WICHITA, KS

Past

January 14, 2019 - May 19, 2020

EDWARD JONES

CRD#: 250

WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/17/2018

Securities Industry Essentials Examination

Current Firm

AMERICAN FREEDOM INVESTMENTS, LLC

CRD#: 317335 / SEC#:

Kansas

Registered Investment Advisory firm - (12/14/2021 Approved)

North Carolina

Registered Investment Advisory firm - (11/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8020 E. Central #140, Wichita, KS 67206

Mailing Address

Phone number

(316) 461-7349

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 7,332,033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stacey R. Alan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacey Robert Alan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN FREEDOM INVESTMENTS, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2019

Series 7TO

Date: 1/14/2019

SIE

Date: 12/17/2018

Current Firm

AMERICAN FREEDOM INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN FREEDOM INVESTMENTS, LLC

TRUST BUT VERIFY

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