Michelle Klein

WEALTHERA FINANCIAL PLANNING

ORLANDO, FL

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CRD#: 7043619

Professional summary

Michelle Klein, who also goes by Michelle Leigh Athearn, Michelle Leigh Klein, is a registered financial advisor currently at WEALTHERA FINANCIAL PLANNING located in Orlando, Florida.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michelle has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michelle Leigh Athearn | Michelle Leigh Klein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC (CRD #126777) INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING, PLAN ADVICE, ASSET MANAGEMENT POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 5/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE FOR INDIVIDUAL. HELPING EMPLOYEES OF INSTITUTIONAL CLIENT PREPARE FOR RETIREMENT;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Klein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2025 - Present

WEALTHERA FINANCIAL PLANNING

RIA

CRD#: 334521

ORLANDO, FL

Past

September 8, 2022 - February 7, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 2, 2022 - February 5, 2025

SAGEVIEW ADVISORY GROUP, LLC

RIA

CRD#: 126777

Orlando, FL

Past

February 6, 2019 - May 11, 2022

EDWARD JONES

RIA

CRD#: 250

ORLANDO, FL

Past

January 12, 2019 - May 11, 2022

EDWARD JONES

CRD#: 250

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/12/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/17/2018

Securities Industry Essentials Examination

Current Firm

WEALTHERA FINANCIAL PLANNING

WEALTHERA FINANCIAL PLANNING | WEALTHERA FINANCIAL PLANNING LLC

CRD#: 334521 / SEC#:

Florida

Registered Investment Advisory firm - (4/7/2025 Approved)

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Contact information

Main Address

Orlando, FL

Mailing Address

Phone number

(407) 765-9647

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michelle Klein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Klein's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHERA FINANCIAL PLANNING

CETERA WEALTH SERVICES, LLC

SAGEVIEW ADVISORY GROUP, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2019

Series 7TO

Date: 1/12/2019

SIE

Date: 12/17/2018

Current Firm

WEALTHERA FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

WEALTHERA FINANCIAL PLANNING

TRUST BUT VERIFY

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