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Sarah E. Slusher
ONE CAPITAL MANAGEMENT
Scottsdale, AZ 85260
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CRD#: 7043571
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Professional summary
Sarah E Slusher, who also goes by Sarah Slusher, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Scottsdale, Arizona.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sarah has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Slusher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SARAH SLUSHER HOME POSITION: landlord NATURE: this is my home that i am renting out INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 3904 e sahuaro dr, phoenix AZ 85028, United States DESCRIPTION: owning the house (2) PHOENIX CHILDREN'S ALLIED ADVISORS COUNCIL POSITION: allied advisor council NATURE: be an allied advisor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/2025 ADDRESS: 2929 E. Camelback Road, Suite 122, phoenix AZ 85016, United States DESCRIPTION: No personal financial commitment is required. Phoenix Children's respectfully requests participation in securing sponsorships, attending events and advocating for Phoenix Children's as a key partner in philanthropic tax strategies and estate gifts.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah E Slusher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2025 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 7575 E. Redfield Road Suite 235, Scottsdale, AZ 85260RIA
CRD#: 114861
Scottsdale, AZ
Past
October 15, 2021 - August 4, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
Phoenix, AZ
Past
October 14, 2021 - August 4, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
Phoenix, AZ
Past
October 15, 2020 - September 22, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Phoenix, AZ
Past
July 1, 2019 - September 22, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3075 Townsgate Road Suite 350, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 409-8150
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
