GS
Gregory A. Stroh
CAPITAL MANAGEMENT ASSOCIATES
MINNEAPOLIS, MN 55431
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CRD#: 704342
GS
Professional summary
Gregory Alan Stroh is a registered financial advisor currently at CAPITAL MANAGEMENT ASSOCIATES INC located in Minneapolis, Minnesota and CAPITAL MANAGEMENT SECURITIES, INC. located in Minneapolis, Minnesota.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Gregory has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 1, Series 28, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Pixie Point Association - Homeowner association. Shareholder, director. Non-investment related. 5 hours/month. Faro Blanco Association - Homeowner association. President. Non-investment related. 5 hours/month. Insurance Agent - 5 hours/month. FL Condo - rental property, non investment related. 5 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Stroh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 1994 - Present
CAPITAL MANAGEMENT ASSOCIATES INC
Office #1: 7900 Xerxes Avenue S Suite 500, Minneapolis, MN 55431RIA
CRD#: 105010
MINNEAPOLIS, MN
Current
December 7, 1982 - Present
CAPITAL MANAGEMENT SECURITIES, INC.
Office #1: 7900 Xerxes Avenue South Suite 500, Minneapolis, MN 55431BD
CRD#: 10579
Minneapolis, MN
Past
April 28, 1981 - July 6, 1982
MARQUETTE FINANCIAL GROUP, INC.
BD
CRD#: 345
Past
February 8, 1980 - May 14, 1981
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
CAPITAL MANAGEMENT ASSOCIATES INC
CAPITAL MANAGEMENT ASSOCIATES INC | UNITED INVESTMENT GROUP | RONIN ADVISORY | FIRST ADVISORS
CRD#: 105010 / SEC#: 801-35808
RIA
Registered Investment Advisory firm - (1/2/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(12/11/2019)
RR
Arizona(4/8/2024)
RR
California(4/8/2024)
RR
Colorado(4/8/2024)
IAR
Florida(11/13/1996)
RR
Florida(4/8/2024)
IAR
Illinois(11/15/2017)
RR
Indiana(4/8/2024)
RR
Maryland(4/8/2024)
RR
Minnesota(8/14/1982)
IAR
Minnesota(12/20/2013)
IAR
Montana(6/7/1994)
RR
Ohio(8/12/1983)
RR
Pennsylvania(4/8/2024)
IAR
Texas(9/1/2000)
RR
Virginia(4/8/2024)
RR
Wisconsin(1/14/1991)
IAR
Wisconsin(5/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/31/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 28
Date: 11/30/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
CAPITAL MANAGEMENT ASSOCIATES INC
CAPITAL MANAGEMENT ASSOCIATES INC | UNITED INVESTMENT GROUP | RONIN ADVISORY | FIRST ADVISORS
CRD#: 105010 / SEC#: 801-35808
RIA
Registered Investment Advisory firm - (1/2/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120
Mailing Address
Phone number
(952) 893-1200
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 932 |
| AUM (Assets Under Management) | $ 1,627,864,626 |
Red Flags
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Company Information
CAPITAL MANAGEMENT ASSOCIATES INC
CRD#: 105010Minneapolis, MN 55431TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
