Beverly D. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beverly Dyann Smith, who also goes by Beverly Dyann Dishong, Beverly Dyann Smithdishong, Beverly Dyann Webb, was a registered financial professional .
Beverly is a previously registered financial professional and started their career in finance in 1980. Beverly had worked at 2 firms and has passed the SIE, Series 7, Series 1, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1993 - November 21, 1995
TORCHMARK DISTRIBUTORS, INC.
February 4, 1980 - September 18, 2018
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/24/1980
Registered Representative ExaminationCurrent Firm
TORCHMARK DISTRIBUTORS, INC.
CRD#: 19589 / SEC#: , 8-37683
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
