Johan Rossi

GREAT WEALTH INVESTMENTS

Coral Gables, FL 33134

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CRD#: 7042037

Professional summary

Johan Rossi, who also goes by Johan Pimentel, is a registered financial advisor currently at GREAT WEALTH INVESTMENTS located in Coral Gables, Florida.

Johan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Johan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johan Pimentel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

~1.) J Pimentel & Co Consulting LLC; Not Investment-Related; Boca Raton, FL; Consulting Practice; Owner; Start date 09/2021; Approx. 40 hours per month; Consulting services to furniture companies. ~2.) Great Wealth Consultants, LLC; Not Investment-Related; Boca Raton, FL; Business Consulting; Owner; Approx. 10 hours/month; business consulting firm specializing in assisting clients in the financial technology space. ~3.) Great Wealth Insurance LLC; Investment-Related; Boca Raton, FL; Insurance Agency; Insurance Agent licensed to sell and service insurance products; Start Date 12/21/2024; Approximately 40 hours/month with 15 hours/month during securities trading hours; Duties: insurance policy review for existing clients and explanation of insurance products for consideration of insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johan Rossi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2020 - Present

GREAT WEALTH INVESTMENTS

Office #1: One Alhambra Plaza Floor Ph, Coral Gables, FL 33134

RIA

CRD#: 310135

Coral Gables, FL

Past

April 1, 2020 - October 13, 2020

PLANNER SECURITIES LLC

CRD#: 36866

NEW YORK, NY

Past

January 23, 2019 - September 9, 2019

LEVELX CAPITAL LLC

CRD#: 117028

BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/10/2020)

IAR

New York
(3/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/28/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/15/2018

Securities Industry Essentials Examination

Current Firm

GREAT WEALTH INVESTMENTS

GREAT WEALTH INVESTMENTS | POUND CAKE HOLDINGS LLC

CRD#: 310135 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2020 Approved)

Maryland

Registered Investment Advisory firm - (9/22/2020 Terminated)

New York

Registered Investment Advisory firm - (9/14/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Alhambra Plaza Floor Ph, Coral Gables, FL 33134

Mailing Address

Phone number

(347) 375-7100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 10,861,647

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Johan Rossi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johan Rossi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT WEALTH INVESTMENTS

PLANNER SECURITIES LLC

LEVELX CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2019

Series 7TO

Date: 12/28/2018

SIE

Date: 11/15/2018

Current Firm

GREAT WEALTH INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREAT WEALTH INVESTMENTS

TRUST BUT VERIFY

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