Aly N. Mady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aly Nmn Mady, who also goes by Aly Mady, was a registered financial professional .
Aly is a previously registered financial professional and started their career in finance in 2019. Aly had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2021 - December 12, 2022
EBOURSA INC.
July 19, 2019 - August 21, 2020
EDWARD JONES
May 28, 2019 - August 21, 2020
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/28/2019
General Securities Representative ExaminationCurrent Firm
EBOURSA INC.
CRD#: 314963 / SEC#: 801-121971
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
