AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
RJ

Robert A. Jackson

THORNTON FARISH
Montgomery, AL 36116
Some features on this profile are disabled
CRD#: 7041581
RJ

Professional summary


Robert Alexander Jackson is a registered financial professional currently at THORNTON FARISH INC. located in Montgomery, Alabama.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 1 firm and has passed the Series 50, Series 52TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Alexander Jackson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 18, 2019 - Present

THORNTON FARISH INC.

Office #1: 3500 Eastern Blvd., Suite 210, Montgomery, AL 36116Office #2: 3500 Eastern Blvd, Suite 210, Montgomery, AL 36116-1781
BD
CRD#: 830
Montgomery, AL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 50
Date: 1/6/2020
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/18/2019
Municipal Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TF
THORNTON FARISH INC.
THORNTON FARISH INC. | THORNTON, FARISH & GAUNTT, INC. | THORNTON, FARISH & GAUNTT

CRD#: 830 / SEC#: , 8-37486

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
3500 Eastern Blvd, Suite 210, Montgomery, AL 36116-1781
Mailing Address
3500 Eastern Blvd, Suite 210, Montgomery, AL 36116-1781
Phone number
(334) 270-8555
Established
Alabama since 04/01/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BAMMAN, PRESCOTT WOODRUFFPRESIDENT860903
BAMMAN, PRESCOTT WOODRUFFCHIEF FINANCIAL OFFICER860903
CARDINAL, LOUIS CHARLESEXECUTIVE VICE PRESIDENT716540
WHITEHEAD, JOSEPH ANTHONY JREXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER865409
RUSSELL, SARAH DETLINGCHIEF FINANCIAL OFFICER6727189

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THORNTON FARISH INC.

CRD#: 830Montgomery, AL 36116

TRUST BUT VERIFY

Monitor Robert Jackson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


RM
Russell MoskowitzAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
New York, NY
CH
Chantel HueAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
PR
NEW YORK, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics