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Michael J Garcia

BRIA CAPITAL GROUP
WESLEY CHAPEL, FL
·CRD# 7041334·7 years registered

Professional Summary

Michael J Garcia, who also goes by Michael Joseph Garcia, Michael Garcia, is a registered financial advisor currently at BRIA CAPITAL GROUP, LLC located in Wesley Chapel, Florida. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 8 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Joseph Garcia, Michael Garcia

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

BRIA CAPITAL GROUP, LLCCurrent·CRD# 175258
RIA
2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544
November 19, 2025 - Present

Past

ONEAMERICA SECURITIES, INC.Past·CRD# 4173
RIA
Lutz, FL
November 3, 2023 - November 10, 2025
ONEAMERICA SECURITIES, INC.Past·CRD# 4173
BD
Lutz, FL
November 2, 2023 - November 10, 2025
EAGLE STRATEGIES LLCPast·CRD# 110826
RIA
Wesley Chapel, FL
March 17, 2023 - October 17, 2023
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Wesley Chapel, FL
February 13, 2023 - October 17, 2023
CAPITAL ANALYSTSPast·CRD# 162200
RIA
Lutz, FL
August 1, 2022 - January 2, 2023
LINCOLN INVESTMENTPast·CRD# 519
RIA
Lutz, FL
July 27, 2022 - January 2, 2023
LINCOLN INVESTMENTPast·CRD# 519
BD
Lutz, FL
July 26, 2022 - January 2, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCPast·CRD# 149018
RIA
Lutz, FL
March 14, 2020 - February 10, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
Lutz, FL
December 23, 2019 - February 10, 2022

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Current Firm

BC
BRIA CAPITAL GROUP, LLC

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904
RIA
Registered Investment Advisory firm - SEC (12/9/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (12/18/2025 Terminated)
New York
Registered Investment Advisory firm - New York (12/18/2025 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/23/2025 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/5/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/18/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544

Phone Number

(813) 448-1122

# of Employees

5

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRIA CAPITAL GROUP - FORM ADV PART 2A (10/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

312

AUM (Assets Under Management)

$155,129,219

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-variable insurance sales (fixed life, fixed annuities)

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BRIA CAPITAL GROUP, LLC

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904
RIA
Registered Investment Advisory firm - SEC (12/9/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (12/18/2025 Terminated)
New York
Registered Investment Advisory firm - New York (12/18/2025 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/23/2025 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/5/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/18/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(11/25/2025)
IAR
New York
(11/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael J Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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