Michael J. Garcia

BRIA CAPITAL GROUP

Wesley Chapel, FL 33544

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CRD#: 7041334

Professional summary

Michael J Garcia, who also goes by Michael Joseph Garcia, Michael Garcia, is a registered financial advisor currently at BRIA CAPITAL GROUP, LLC located in Wesley Chapel, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 8 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Garcia | Michael Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2025 - Present

BRIA CAPITAL GROUP, LLC

Office #1: 2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544

RIA

CRD#: 175258

Wesley Chapel, FL

Past

November 3, 2023 - November 10, 2025

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Lutz, FL

Past

November 2, 2023 - November 10, 2025

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Lutz, FL

Past

March 17, 2023 - October 17, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WESLEY CHAPEL, FL

Past

February 13, 2023 - October 17, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

WESLEY CHAPEL, FL

Past

August 1, 2022 - January 2, 2023

CAPITAL ANALYSTS

RIA

CRD#: 162200

Lutz, FL

Past

July 27, 2022 - January 2, 2023

LINCOLN INVESTMENT

RIA

CRD#: 519

LUTZ, FL

Past

July 26, 2022 - January 2, 2023

LINCOLN INVESTMENT

CRD#: 519

LUTZ, FL

Past

March 14, 2020 - February 10, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Lutz, FL

Past

December 23, 2019 - February 10, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LUTZ, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904

RIA

Registered Investment Advisory firm - (12/9/2025 Approved)

Florida

Registered Investment Advisory firm - (12/18/2025 Terminated)

New York

Registered Investment Advisory firm - (12/18/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/23/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (7/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/25/2025)

IAR

New York
(11/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/23/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/15/2019

Securities Industry Essentials Examination

Current Firm

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904

RIA

Registered Investment Advisory firm - (12/9/2025 Approved)

Florida

Registered Investment Advisory firm - (12/18/2025 Terminated)

New York

Registered Investment Advisory firm - (12/18/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/23/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (7/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/18/2025 Terminated)

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Contact information

Main Address

2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544

Mailing Address

Phone number

(813) 448-1122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIA DISCLOSURE BROCHURE & SUPPLEMENT 2025.11 (11/6/2025)

Regulatory assets under management

Total Number of Accounts	426
AUM (Assets Under Management)	$ 113,356,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BRIA CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2020

Series 7TO

Date: 12/23/2019

SIE

Date: 1/15/2019

Current Firm

BRIA CAPITAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIA CAPITAL GROUP, LLC

TRUST BUT VERIFY

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