Charles Sutcliffe Stoll
CFP®Professional Summary
Charles Sutcliffe Stoll, CFP®, who also goes by Charles S Stoll, is a registered financial advisor currently at WINNING POINTS ADVISORS, L.L.C. located in Boca Raton, Florida. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Charles has worked at 6 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles S Stoll
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
46 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
WINNING POINTS ADVISORS, L.L.C.
Contact Information
Main Address
127 Nw 13th Street Suite 13, Boca Raton, FL 33432Phone Number
(561) 367-9111# of Employees
2SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
326AUM (Assets Under Management)
$173,114,072Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WINNING POINTS ADVISORS, L.L.C.
State Registrations and Notice Filings
(3/28/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Sutcliffe Stoll's CRS (Customer Relationship Summary).
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