John R. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R Anderson, who also goes by Jack Robert Anderson, Jack Anderson, John Robert Anderson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2019. John had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2023 - September 11, 2024
PAYCHEX SECURITIES CORPORATION
April 29, 2021 - December 22, 2021
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
April 14, 2021 - December 22, 2021
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 26, 2019 - April 7, 2021
RBC CAPITAL MARKETS, LLC
January 7, 2019 - April 7, 2021
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/7/2019
General Securities Representative ExaminationCurrent Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
