Megan L. Wells

CONFLUENT ASSET MANAGEMENT

SCOTTSDALE, AZ 85254

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CRD#: 7041102

Professional summary

Megan Leann Wells, who also goes by Megan L Wells, is a registered financial advisor currently at CONFLUENT ASSET MANAGEMENT LLC located in Scottsdale, Arizona.

Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Megan has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

Megan L Wells

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Camelback Wealth Consultants – DBA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Leann Wells's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2026 - Present

CONFLUENT ASSET MANAGEMENT LLC

Office #1: 16427 N Scottsdale Road Suite 410, Scottsdale, AZ 85254

RIA

CRD#: 323760

SCOTTSDALE, AZ

Past

February 4, 2026 - August 11, 2026

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

PHOENIX, AZ

Past

January 28, 2026 - August 11, 2026

HARBOUR INVESTMENTS, INC.

CRD#: 19258

PHOENIX, AZ

Past

March 16, 2020 - March 27, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

December 5, 2019 - March 27, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/3/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 10

Date: 5/25/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/1/2021

General Securities Sales Supervisor - Options Module Examination

Current Firm

CONFLUENT ASSET MANAGEMENT LLC

CRD#: 323760 / SEC#:

Arizona

Registered Investment Advisory firm - (1/1/2023 Approved)

Connecticut

Registered Investment Advisory firm - (1/5/2023 Approved)

Florida

Registered Investment Advisory firm - (6/20/2024 Approved)

Texas

Registered Investment Advisory firm - (4/20/2023 Conditional Restricted)

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Contact information

Main Address

16427 N Scottsdale Road Suite 410, Scottsdale, AZ 85254

Mailing Address

Phone number

(623) 200-2207

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 3,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Megan L. Wells

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Leann Wells's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2020

Series 7TO

Date: 12/5/2019

SIE

Date: 9/3/2019

Series 10

Date: 5/25/2022

Series 9

Date: 10/1/2021

Current Firm

CONFLUENT ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONFLUENT ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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