Paul F. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Byrne was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1980. Paul had worked at 6 firms and has passed the Series 15, Series 5, Series 7, Series 24, Series 14, Series 12 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 1997 - August 3, 1998
WINDSOR STREET CAPITAL, LP
August 14, 1992 - August 2, 1995
STRATTON OAKMONT INC.
August 3, 1990 - February 4, 1992
REICH & CO., INC.
January 15, 1986 - August 26, 1988
COWEN SECURITIES INC.
January 24, 1984 - July 20, 1990
FINANCIAL SQUARE PARTNERS
January 19, 1980 - January 23, 1984
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 12/6/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/16/1981
Interest Rate Options ExaminationSeries 12
Date: 5/4/1985
NYSE Branch Manager ExaminationCurrent Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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