Gretchen M. Schorr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gretchen Marie Schorr, who also goes by Gretchen Schor, Gretchen Marie Schork, Gretchen Schorr, was a registered financial professional .
Gretchen is a previously registered financial professional and started their career in finance in 1980. Gretchen had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - August 12, 2019
MOLONEY SECURITIES ASSET MANAGEMENT LLC
January 27, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
October 9, 2015 - April 27, 2016
MOLONEY SECURITIES CO., INC.
October 8, 2015 - August 12, 2019
MOLONEY SECURITIES CO., INC.
June 29, 2007 - October 9, 2015
INDEPENDENT FINANCIAL GROUP, LLC
June 26, 2007 - October 9, 2015
INDEPENDENT FINANCIAL GROUP, LLC
January 2, 2004 - June 26, 2007
BROOKSTREET SECURITIES CORPORATION
July 29, 1998 - December 31, 2003
FIRST WALL STREET CORP.
May 20, 1992 - July 13, 1998
TRIQUEST FINANCIAL, INC.
June 12, 1991 - May 15, 1992
UNITED PACIFIC SECURITIES, INC.
October 26, 1990 - June 10, 1991
FIRST WALL STREET CORP.
March 29, 1990 - August 24, 1990
SECURITIES RESOLUTION CORPORATION
October 18, 1988 - March 14, 1990
BROOKEHILL CAPITAL PARTNERS LIMITED
May 19, 1987 - August 10, 1988
MORGAN STANLEY DW INC.
August 1, 1985 - May 26, 1987
PRUDENTIAL EQUITY GROUP, LLC
February 16, 1985 - July 18, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 8, 1982 - February 13, 1985
E. F. HUTTON & COMPANY INC
February 23, 1982 - August 20, 1982
UBS FINANCIAL SERVICES INC.
January 19, 1980 - April 30, 1980
FERRIS, BAKER WATTS, LLC
Primary Firm SEC Registration
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448 / SEC#: 801-107149
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/29/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448 / SEC#: 801-107149
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
