Sean M. Mcnally

TRAVEKA WEALTH

Los Altos, CA 94022

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CRD#: 7040315

Professional summary

Sean Michael Mcnally is a registered financial advisor currently at TRAVEKA WEALTH, LLC located in Los Altos, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sean has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Mcnally's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

TRAVEKA WEALTH, LLC

Office #1: 175 S San Antonio Road, Suite 101, Los Altos, CA 94022

RIA

CRD#: 328421

Los Altos, CA

Past

January 25, 2022 - November 3, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

Menlo Park, CA

Past

March 26, 2019 - December 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN JOSE, CA

Past

February 27, 2019 - December 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAVEKA WEALTH, LLC

MARGOT WEALTH VENTURES, LLC | TRAVEKA WEALTH, LLC

CRD#: 328421 / SEC#: 801-128889

RIA

Registered Investment Advisory firm - (10/18/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/15/2025)

IAR

Texas
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/27/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/28/2019

Securities Industry Essentials Examination

Current Firm

TRAVEKA WEALTH, LLC

MARGOT WEALTH VENTURES, LLC | TRAVEKA WEALTH, LLC

CRD#: 328421 / SEC#: 801-128889

RIA

Registered Investment Advisory firm - (10/18/2023 Approved)

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Contact information

Main Address

175 S San Antonio Road Suite 101, Los Altos, CA 94022

Mailing Address

Phone number

(650) 397-2225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TRAVEKA WEALTH, LLC (1/21/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 647,904,703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Mcnally

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Mcnally's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRAVEKA WEALTH, LLC

UNITED CAPITAL FINANCIAL ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

TRAVEKA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2019

Series 7TO

Date: 2/27/2019

SIE

Date: 1/28/2019

Current Firm

TRAVEKA WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAVEKA WEALTH, LLC

TRUST BUT VERIFY

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