HT
Hayden C. Tarbett
PATRICK CAPITAL MARKETS
St. Louis, MO 63123
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CRD#: 7040144
HT
Professional summary
Hayden Cole Tarbett is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri.
Hayden is registered as a RR (Registered Representative) and started their career in finance in 2019. Hayden has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Hayden Cole Tarbett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2024 - Present
PATRICK CAPITAL MARKETS, LLC
Office #1: 11152 South Towne Square, St. Louis, MO 63123BD
CRD#: 16518
St. Louis, MO
Past
March 30, 2023 - October 5, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Westlake, TX
Past
March 22, 2019 - October 5, 2023
TD AMERITRADE, INC.
BD
CRD#: 7870
Westlake, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2024)
RR
Alaska(2/14/2024)
RR
Arizona(2/14/2024)
RR
Arkansas(2/14/2024)
RR
California(2/14/2024)
RR
Colorado(2/14/2024)
RR
Connecticut(2/14/2024)
RR
Delaware(2/14/2024)
RR
District of Columbia(2/14/2024)
RR
Florida(2/14/2024)
RR
Georgia(2/14/2024)
RR
Hawaii(2/14/2024)
RR
Idaho(2/14/2024)
RR
Illinois(2/14/2024)
RR
Indiana(2/14/2024)
RR
Iowa(2/14/2024)
RR
Kansas(2/14/2024)
RR
Kentucky(2/14/2024)
RR
Louisiana(2/14/2024)
RR
Maine(2/14/2024)
RR
Maryland(2/14/2024)
RR
Massachusetts(2/14/2024)
RR
Michigan(2/14/2024)
RR
Minnesota(2/14/2024)
RR
Mississippi(2/14/2024)
RR
Missouri(2/14/2024)
RR
Montana(2/14/2024)
RR
Nebraska(2/14/2024)
RR
Nevada(2/14/2024)
RR
New Hampshire(2/14/2024)
RR
New Jersey(2/14/2024)
RR
New Mexico(2/14/2024)
RR
New York(2/14/2024)
RR
North Carolina(2/14/2024)
RR
North Dakota(2/14/2024)
RR
Ohio(2/14/2024)
RR
Oklahoma(2/14/2024)
RR
Oregon(2/14/2024)
RR
Pennsylvania(2/14/2024)
RR
Rhode Island(2/14/2024)
RR
South Carolina(2/14/2024)
RR
South Dakota(2/14/2024)
RR
Tennessee(2/14/2024)
RR
Texas(1/30/2024)
RR
Utah(2/14/2024)
RR
Vermont(2/14/2024)
RR
Virginia(2/14/2024)
RR
Washington(2/14/2024)
RR
West Virginia(2/14/2024)
RR
Wisconsin(2/14/2024)
RR
Wyoming(2/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PATRICK CAPITAL MARKETS, LLC
PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
11152 South Towne Square, St Louis, MO 63123
Mailing Address
11152 South Towne Square, St. Louis, MO 63123
Phone number
(314) 528-3000
Established
Missouri since 06/16/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
