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TA

Terrence M. Alford

ALETHEIA ANALYST NETWORK LIMITED
Frisco, TX
Some features on this profile are disabled
CRD#: 7039899
TA

Professional summary

Terrence Miguel Alford is a registered financial advisor currently at ALETHEIA ANALYST NETWORK LIMITED located in Frisco, Texas.

Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Terrence has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrence Miguel Alford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2019 - Present

ALETHEIA ANALYST NETWORK LIMITED

RIA
CRD#: 172882
Frisco, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALETHEIA ANALYST NETWORK LIMITED
ALETHEIA ANALYST NETWORK LIMITED | IND-X SECURITIES (ASIA) LIMITED | IND-X ADVISORS LIMTED | IND-X

CRD#: 172882 / SEC#: 801-80417

RIA
Registered Investment Advisory firm - (10/16/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/9/2019)

Exams

Current Firm

AA
ALETHEIA ANALYST NETWORK LIMITED
ALETHEIA ANALYST NETWORK LIMITED | IND-X SECURITIES (ASIA) LIMITED | IND-X ADVISORS LIMTED | IND-X

CRD#: 172882 / SEC#: 801-80417

RIA
Registered Investment Advisory firm - (10/16/2014 Approved)
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Contact information

Main Address
Unit 2407, World-wide House 19 Des Voeux Road, Central
Mailing Address
Phone number
852 25347432
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

ALETHEIA INVESTMENT ADVISER BROCHURE (5/8/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALETHEIA ANALYST NETWORK LIMITED

CRD#: 172882Frisco, TX

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