Michael F. Wesolowski

LIBERTY FINANCIAL GROUP

Elm Grove, WI 53122

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CRD#: 7039748

Professional summary

Michael Francis Wesolowski, who also goes by Mike Wesolowski, is a registered financial advisor currently at LIBERTY FINANCIAL GROUP, INC. located in Elm Grove, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 4 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Wesolowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Francis Wesolowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2025 - Present

LIBERTY FINANCIAL GROUP, INC.

Office #1: 13150 Watertown Plank Rd Suite 203, Elm Grove, WI 53122

RIA

CRD#: 111272

Elm Grove, WI

Past

January 27, 2020 - March 1, 2021

VOYAGER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124697

LAKE GENEVA, WI

Past

February 8, 2019 - April 10, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LAKE GENEVA, WI

Past

January 4, 2019 - April 10, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LAKE GENEVA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY FINANCIAL GROUP, INC.

LIBERTY ADVISORS INC | WOMEN'S FINANCIAL SERVICES | LIBERTY FINANCIAL GROUP, INC.

CRD#: 111272 / SEC#: 801-124940

RIA

Registered Investment Advisory firm - (5/4/2022 Approved)

Florida

Registered Investment Advisory firm - (1/20/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/8/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/5/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/4/2018

Securities Industry Essentials Examination

Current Firm

LIBERTY FINANCIAL GROUP, INC.

LIBERTY ADVISORS INC | WOMEN'S FINANCIAL SERVICES | LIBERTY FINANCIAL GROUP, INC.

CRD#: 111272 / SEC#: 801-124940

RIA

Registered Investment Advisory firm - (5/4/2022 Approved)

Florida

Registered Investment Advisory firm - (1/20/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/8/2022 Terminated)

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Contact information

Main Address

13150 Watertown Plank Rd Suite 203, Elm Grove, WI 53122

Mailing Address

Phone number

(262) 785-1377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (1/23/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 125,162,344

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael F. Wesolowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Francis Wesolowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYAGER CAPITAL MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LIBERTY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2025

Series 66

Date: 2/5/2019

Series 7TO

Date: 1/4/2019

SIE

Date: 12/4/2018

Current Firm

LIBERTY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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