John Conway
Professional summary
John Conway IV, who also goes by John Conway, is a registered financial advisor currently at CONWAY ASSET MANAGEMENT, INC. located in Grosse Pointe Farms, Michigan.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. John has worked at 4 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Conway IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2019 - Present
CONWAY ASSET MANAGEMENT, INC.
Office #1: 21 Kercheval Ave. Suite 390, Grosse Pointe Farms, MI 48236-3773October 29, 2010 - December 31, 2014
CONWAY ASSET MANAGEMENT, INC.
September 16, 1985 - January 22, 1988
GOLDMAN SACHS & CO. LLC
January 19, 1980 - October 28, 1982
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/30/2019)
Exams
Series 15
Date: 1/24/1986
Foreign Currency Options ExaminationSeries 5
Date: 12/11/1985
Interest Rate Options ExaminationCurrent Firm
CONWAY ASSET MANAGEMENT, INC.
CRD#: 291197 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 35,160,000 |
Red Flags
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