BH
Bardette Hicks
ELE ADVISORY SERVICES,
Southfield, MI 48075
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CRD#: 7039414
BH
Professional summary
Bardette Hicks is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Southfield, Michigan and ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan.
Bardette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Bardette has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Landlord/Owner of 1 rental property Located: 32377 Rocky Crest, Farmington Hills, MI 48336, 313 318 2040. Started 10/2009, 1 hour/month non trading hours.
2. Real Estate Agent, Virtual Real Estate Services, LLC Located: 34841 Mound Road, PMB 244, Sterling Heights MI 48310. Duties: Assist clients with listing and buying property- non investment related. Started 12/10/2020 1 hour/month non trading hours.
3. Investment Advisors Representative, ELE Advisory Services, Inc. Located 18700 W 10 Mile Rd, Ste. 100, Southfield, MI 48075. Duties: Assist with service of advisory clients. Started 01/2021 140 hours/month during trading hours.
4. Insurance Agent, ELE Wealth Management, Inc. Located 18700 W 10 Mile Rd, Ste. 100, Southfield, MI 48075. Duties: Assist with service and sales of life, health, and disability insurance. Started 01/2021 20 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Bardette Hicks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2021 - Present
ELE ADVISORY SERVICES, INC
Office #1: 18700 W. 10 Mile Road Suite 100, Southfield, MI 48075RIA
CRD#: 148228
Southfield, MI
Current
January 13, 2021 - Present
ELE WEALTH SOLUTIONS, INC.
Office #1: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075BD
CRD#: 38931
Southfield, MI
Past
August 16, 2019 - January 11, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
TROY, MI
Past
January 31, 2019 - January 11, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(1/13/2021)
IAR
Michigan(1/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/31/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075
Mailing Address
Phone number
(248) 356-6555
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
