Jeffrey S. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey S Weiss was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1980. Jeffrey had worked at 8 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2014 - April 17, 2023
CLEARVIEW TRADING ADVISORS, INC.
November 1, 2010 - August 6, 2014
TEJAS SECURITIES GROUP, INC.
September 10, 2003 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
May 25, 2001 - July 18, 2003
THE KEY GROUP INC.
May 25, 1993 - June 11, 2001
UBS FINANCIAL SERVICES INC.
March 7, 1988 - May 6, 1993
LEHMAN BROTHERS INC.
July 7, 1983 - March 7, 1988
E. F. HUTTON & COMPANY INC
January 19, 1980 - December 9, 1981
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARVIEW TRADING ADVISORS, INC.
CRD#: 142873 / SEC#: , 8-67501
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
