Jose L. Felipe Costilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Luis Felipe Costilla, who also goes by Jose Luis Felipe, Jose Luis Felipe Costilla, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2019. Jose had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2020 - January 6, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
February 12, 2020 - January 6, 2021
BBVA SECURITIES INC.
April 26, 2019 - November 4, 2019
WELLS FARGO CLEARING SERVICES, LLC
February 18, 2019 - November 4, 2019
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/18/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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