JE
Jamie C. Emerson
ROBINHOOD ASSET MANAGEMENT
Broomfield, CO
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CRD#: 7038730
JE
Professional summary
Jamie Collin Emerson, who also goes by Jamie Collin Emerson, Jamie Emerson, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Broomfield, Colorado and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jamie has worked at 3 firms and has passed the Series 66, Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie Collin Emerson | Jamie Emerson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sharp End Books Guidebook Company (not investment related) PO Box 1613 Boulder, CO 80306 www.sharpendbooks.com Author Start Date: 09/02/2017 I have authored several climbing guidebooks to Rocky Mountain National Park and Mt. Blue Sky (formerly Mt. Evans). The books have been completely written and published, and I do collect royalty checks from the company on a bi-annual basis. I don't work any hours at all at this present time for Sharp End Books. Not investment related whatsoever. Kaya, Project 9a Labs is what appears on my paycheck, but the name of the company is Kaya. Here is a link to their website (https://kayaclimb.com/) Not investment-related 3179 6th St Boulder, CO 80304 Kaya provides information on an app for rock climbs so climbers know where to go. It also serves as a place for climbers to log their climbs. My position is a contributor. I started working for Kaya in March 2023. I I spend no more than 4 hours a month, and none of those hours would be during open market hours. The work I do on this is either in the late evening or on the weekends. I manage the information for a few areas on the app and make sure the information is accurate and that user contributions are free of errors. Not investment related whatsoever.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Collin Emerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
RIA
CRD#: 323736
Broomfield, CO
Current
September 26, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202BD
CRD#: 165998
Denver, CO
Past
October 21, 2020 - August 8, 2022
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Denver, CO
Past
July 24, 2019 - October 2, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
Registered Investment Advisory firm - (1/14/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/7/2024)
RR
Alaska(10/7/2024)
RR
Arizona(10/1/2024)
RR
Arkansas(10/8/2024)
RR
California(10/7/2024)
RR
Colorado(9/26/2024)
IAR
Colorado(8/18/2025)
RR
Connecticut(9/27/2024)
RR
Delaware(10/7/2024)
RR
District of Columbia(10/3/2024)
RR
Florida(9/26/2024)
RR
Georgia(10/8/2024)
RR
Hawaii(10/17/2024)
RR
Idaho(9/27/2024)
RR
Illinois(10/29/2024)
RR
Indiana(10/7/2024)
RR
Iowa(10/11/2024)
RR
Kansas(10/7/2024)
RR
Kentucky(10/7/2024)
RR
Louisiana(9/27/2024)
RR
Maine(10/7/2024)
RR
Maryland(10/2/2024)
RR
Massachusetts(10/7/2024)
RR
Michigan(10/9/2024)
RR
Minnesota(9/26/2024)
RR
Mississippi(9/26/2024)
RR
Missouri(10/8/2024)
RR
Montana(10/7/2024)
RR
Nebraska(10/7/2024)
RR
Nevada(10/7/2024)
RR
New Hampshire(10/7/2024)
RR
New Jersey(10/7/2024)
RR
New Mexico(10/7/2024)
RR
New York(10/7/2024)
RR
North Carolina(10/10/2024)
RR
North Dakota(10/14/2024)
RR
Ohio(10/7/2024)
RR
Oklahoma(9/26/2024)
RR
Oregon(10/9/2024)
RR
Pennsylvania(10/7/2024)
RR
Puerto Rico(10/10/2024)
RR
Rhode Island(10/8/2024)
RR
South Carolina(9/26/2024)
RR
South Dakota(10/7/2024)
RR
Tennessee(10/9/2024)
RR
Texas(10/8/2024)
RR
Utah(10/7/2024)
RR
Vermont(10/7/2024)
RR
Virgin Islands(10/9/2024)
RR
Virginia(10/7/2024)
RR
Washington(10/7/2024)
RR
West Virginia(10/17/2024)
RR
Wisconsin(10/7/2024)
RR
Wyoming(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
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Contact information
Main Address
85 Willow Road, Menlo Park, CA 94025
Mailing Address
Phone number
650-940-2700 EXT 31450
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
