Dillon W. Dunn

RAINEY & RANDALL WEALTH ADVISORS

Celebration, FL 34747

Some features on this profile are disabled

CRD#: 7038428

Professional summary

Dillon Wayne Dunn is a registered financial advisor currently at RAINEY & RANDALL WEALTH ADVISORS, INC. located in Celebration, Florida.

Dillon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Dillon has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Wayne Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2023 - Present

RAINEY & RANDALL WEALTH ADVISORS, INC.

Office #1: 610 Sycamore Street Suite 340, Celebration, FL 34747

RIA

CRD#: 116251

Celebration, FL

Past

September 16, 2020 - August 8, 2022

AJ WEALTH

RIA

CRD#: 161950

Windermere, FL

Past

November 4, 2019 - September 14, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orlando, FL

Past

March 22, 2019 - September 14, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orlando, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAINEY & RANDALL WEALTH ADVISORS, INC.

RAINEY & RANDALL INDVESTMENT MANAGEMENT, INC | RAINEY & RANDALL WEALTH ADVISORS, INC. | RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.

CRD#: 116251 / SEC#: 801-63498

RIA

Registered Investment Advisory firm - (9/16/2004 Approved)

Florida

Registered Investment Advisory firm - (10/14/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

South Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

Virginia

Registered Investment Advisory firm - (9/28/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/22/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/22/2019

Securities Industry Essentials Examination

Current Firm

RAINEY & RANDALL WEALTH ADVISORS, INC.

RAINEY & RANDALL INDVESTMENT MANAGEMENT, INC | RAINEY & RANDALL WEALTH ADVISORS, INC. | RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.

CRD#: 116251 / SEC#: 801-63498

RIA

Registered Investment Advisory firm - (9/16/2004 Approved)

Florida

Registered Investment Advisory firm - (10/14/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

South Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

Virginia

Registered Investment Advisory firm - (9/28/2004 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

610 Sycamore Street Suite 340, Celebration, FL 34747

Mailing Address

Phone number

(727) 344-7711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	848
AUM (Assets Under Management)	$ 820,422,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dillon W. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Wayne Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

AJ WEALTH

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

RAINEY & RANDALL WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2019

Series 63

Date: 5/1/2019

Series 7TO

Date: 3/22/2019

SIE

Date: 2/22/2019

Current Firm

RAINEY & RANDALL WEALTH ADVISORS, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAINEY & RANDALL WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors