Frank R. Collins
Professional summary
Frank Robert Collins JR, CFP®, who also goes by Frank R Collins Jr, is a registered financial advisor currently at HARMONY ROAD ADVISORS located in Elizabethtown, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Frank has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Robert Collins JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
November 16, 2020 - Present
HARMONY ROAD ADVISORS
January 11, 2019 - August 23, 2019
SANCTUARY SECURITIES, INC.
July 28, 2017 - November 1, 2017
PURSHE KAPLAN STERLING INVESTMENTS
June 9, 2017 - September 14, 2020
AVANTRA FAMILY WEALTH, INC.
June 1, 2004 - January 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1998 - December 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 1993 - January 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 1991 - November 29, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 19, 1980 - October 27, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/16/2020)
Exams
Current Firm
HARMONY ROAD ADVISORS
CRD#: 311126 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 24,266,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
