Frank Robert Collins Jr
CFP®Professional Summary
Frank Robert Collins JR, CFP®, who also goes by Frank R Collins Jr, is a registered financial advisor currently at HARMONY ROAD ADVISORS located in Elizabethtown, Pennsylvania. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Frank has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank R Collins Jr
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
46 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
HARMONY ROAD ADVISORS | HARMONY ROAD ADVISORS LLC
Contact Information
Main Address
Elizabethtown, PAPhone Number
(717) 433-3594# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
135AUM (Assets Under Management)
$30,816,346Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2001About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2001About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Frank Robert Collins JR's CRS (Customer Relationship Summary).
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