Margaret E. Wiermanski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret E Wiermanski, who also goes by Margaret Ellen Talbot, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2003. Margaret had worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2014 - January 4, 2022
RAPID EXECUTION SERVICES, LLC
October 29, 2013 - March 12, 2014
E*TRADE SECURITIES LLC
January 11, 2013 - June 19, 2013
SUMO CAPITAL, LLC
July 13, 2010 - January 4, 2011
CTC XS, LLC
May 29, 2008 - July 13, 2010
CTC XS, LLC
March 11, 2004 - June 9, 2004
CTC FUND LLC
December 3, 2003 - January 4, 2011
CTC, LLC
June 25, 2003 - July 24, 2003
TD OPTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/19/2024
General Securities Representative ExaminationSeries 99TO
Date: 1/19/2024
Operations Professional ExaminationCurrent Firm
RAPID EXECUTION SERVICES, LLC
CRD#: 171853 / SEC#: , 8-69485
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
