Robert J. Escobio
Professional summary
Robert Juan Escobio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1980. Prior to being barred, Robert had worked at 8 firms, which includes SOUTHERN TRUST SECURITES ASSET MANAGEMENT INC., TRADEPRO SECURITIES LLC., BRILL SECURITIES INC., CARDINAL CAPITAL MANAGEMENT INC., CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2008 - December 10, 2013
SOUTHERN TRUST SECURITES ASSET MANAGEMENT, INC.
November 24, 2003 - April 18, 2008
TRADEPRO SECURITIES, LLC.
June 22, 2000 - July 28, 2017
TRADEPRO SECURITIES, LLC.
February 3, 2000 - October 31, 2000
BRILL SECURITIES, INC.
December 9, 1996 - May 9, 2000
CARDINAL CAPITAL MANAGEMENT, INC.
May 8, 1991 - October 16, 1996
CITIGROUP GLOBAL MARKETS INC.
September 25, 1985 - April 19, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 11, 1984 - September 24, 1985
MORGAN STANLEY DW INC.
February 4, 1981 - September 7, 1984
UBS FINANCIAL SERVICES INC.
January 19, 1980 - March 15, 1981
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 5
Date: 2/11/1983
Interest Rate Options ExaminationCurrent Firm
SOUTHERN TRUST SECURITES ASSET MANAGEMENT, INC.
CRD#: 146707 / SEC#:
Contact information
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