Aysha N. Ballis

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CRD#: 7037378

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aysha Nicole Babb Ballis, CFP®, who also goes by Aysha N B Ballis, was a registered financial professional .

Aysha is a previously registered financial professional and started their career in finance in 2018. Aysha had worked at 1 firm .

Biography

Aysha completed her master’s degree in financial planning from the University of Georgia’s Financial Planning program, which is widely recognized as one of the top programs in the nation. Aysha has served the local community by providing financial education to community members at The Ark as well as financial literacy seminars to teen parents. She also served as a financial counselor at the ASPIRE Clinic and worked as a site coordinator with the Volunteer Income Tax Assistance Program. Aysha currently volunteers with a Golden Retriever Rescue and Distinguished Young Women, a program aimed at helping young women become leaders in their community.

Outside the office, Aysha enjoys reading, taking her two dogs for long walks, and checking off destinations from her “Scratch Your Travels” map.

Question & Answer

What are your service offerings?

Education Planning

Life Transitions

Tax Planning

Retirement Planning

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Inheritance

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

College/Education Planning

High Net Worth Client Needs

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Aysha N B Ballis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Past

October 25, 2018 - August 14, 2024

ELWOOD & GOETZ

RIA

CRD#: 154839

Charleston, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELWOOD & GOETZ

ELWOOD & GOETZ | ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLC

CRD#: 154839 / SEC#: 801-109935

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

Georgia

Registered Investment Advisory firm - (3/2/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (2/20/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ELWOOD & GOETZ

ELWOOD & GOETZ | ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLC

CRD#: 154839 / SEC#: 801-109935

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

Georgia

Registered Investment Advisory firm - (3/2/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (2/20/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2017 Terminated)

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Contact information

Main Address

687 S Milledge Ave, Athens, GA 30605

Mailing Address

Phone number

(706) 548-1025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	2,954
AUM (Assets Under Management)	$ 813,016,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Aysha N. Ballis

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ELWOOD & GOETZ

Primary Firm SEC Registration

ELWOOD & GOETZ

State Registrations and Notice Filings

Exams

Current Firm

ELWOOD & GOETZ

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELWOOD & GOETZ

TRUST BUT VERIFY

Contact information

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