Shivam Patel

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CRD#: 7037178

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shivam Patel was a registered financial professional .

Shivam is a previously registered financial professional and started their career in finance in 2020. Shivam had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Member; ILA Properties LLC; investment related: No; Location: 130 Norfolk Ave Egg Harbor City NJ 08215 Atlantic; Description of the business: Real Estate Rental; Responsibilities Duties: Member; Start date with business: 2022-06-27; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 25; 2. ENTITY NAME: SSN HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: NEW JERSEY; NATURE OF THE OTHER BUSINESS: REAL ESTATE; POSITION/TITLE/RELATIONSHIP: CO-OWNER; START DATE: 09/23/2021; APPROXIMATE # OF HOURS A MONTH: 2 WEEKENDS A MONTH; APPROXIMATE # OF HOURS DURING SECURITIES HOURS: 0 HOURS; BRIEFLY DESCRIBE YOUR DUTIES: REAL ESTATE RESIDENTIAL RENTALS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2023 - August 8, 2025

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA

CRD#: 168256

PHILADELPHIA, PA

Past

January 13, 2020 - November 29, 2022

RIVERSEDGE ADVISORS

RIA

CRD#: 298390

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

CRD#: 168256 / SEC#: 801-78748

RIA

Registered Investment Advisory firm - (11/5/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2020

Uniform Investment Adviser Law Examination

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

CRD#: 168256 / SEC#: 801-78748

RIA

Registered Investment Advisory firm - (11/5/2013 Approved)

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Contact information

Main Address

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224

Mailing Address

Phone number

(971) 371-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARTINWRIGHT ADVISORY DISCLOSURE BROCHURE (11/2/2025)

YELLOWWOOD WEALTH SOLUTIONS WRAP PROGRAM BROCHURE (6/10/2025)

YELLOWWOOD WEALTH SOLUTIONS DISCLOSURE BROCHURE (6/10/2025)

TIAM DISCLOSURE BROCHURE (3/25/2025)

DISCLOSURE BROCHURE FOR WASHINGTON PARK ADVISORS (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,261
AUM (Assets Under Management)	$ 575,284,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shivam Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIVERSEDGE ADVISORS

Primary Firm SEC Registration

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2020

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

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